by Dr Sheila Shinman

The systematic information-seeking exercise that is the subject of this report was funded by the European Union and coordinated by Home-Start International. The work involved independent researchers in Greece for the National Organisation for Social Care, in the Netherlands for Humanitas (a large NGO), in the Republic of Ireland for Home-Start Ireland and in the United Kingdom for Home-Start UK.

The partners aimed to raise awareness amongst policy makers and practitioners throughout the European Union of the ways social exclusion affects families with young children, to highlight gaps in knowledge and areas where further in-depth research is needed as well as to identify positive strategies of intervention.

Emphasis on families with young children stemmed from the strength of the evidence that what happens in the early years is of crucial importance for later individual fulfilment. Early intervention can also prevent the cost of social disadvantage and exclusion being passed on from one generation to the next. That the evidence is widely recognized in the United Kingdom is manifest in the substantial Government commitment of resources to Sure Start. The same cannot be said of all EU countries.

You may be wondering why funding was channelled through Home-Start International, a voluntary organization, and not a purely academic base. One reason is the growing recognition at EU level of the insights and contribution of NGOs to welfare issues. The strengthening of links between government, professionals and voluntary organizations is of vital importance in combating social exclusion. Home-Start is well placed to develop such links. It has contacts throughout the European Union. Its staff and volunteers work with professionals, and every day its volunteers work alongside vulnerable families. This direct but low profile access to families puts Home-Start in a strong position to talk about what it is like to face social exclusion and to identify what helps young families move out of it.

Our book provides a comprehensive account of the partners’ deliberations and joint findings, and I hope you will read it at your leisure. What I propose to do in this article is to touch on some of the points with particular reference to the United Kingdom.

The first task for all the researchers was to find out how social exclusion is understood and defined. In addition to a study of the literature, researchers talked to representatives of national and local government, of voluntary organizations, and to academics, to practitioners and to families themselves. Our methodology reflected the need to develop that crucial link between government, professionals, voluntary organizations and families. It was a Reality Check to see whether there was agreement at all levels about what had to be tackled and how to measure it.

This Reality Check revealed a striking mismatch in some potentially important respects. In the United Kingdom, the message from Government was clear: Social exclusion is a multi-dimensional concept and a dynamic process. It is characterized by an accumulation of disadvantage or risk factors, but lack of financial resources is seen as the crucial problem. Consequently priority is given to addressing issues of unemployment and low income and focusing on particularly vulnerable groups.

Relevant to our investigation is that these groups include teenage mothers and young families in highly deprived areas. Sure Start, with its massive injection of government money, was just getting under way at the time of our inquiry.

But the emphasis changed nearer the grass roots among representatives of voluntary organizations and practitioners. Respondents acknowledged the importance of low income and unemployment, but – for young families - social isolation in all its manifestations tended to take centre stage. Strong and consistent views were expressed that social isolation touches all socially excluded people, regardless of the reason for their social exclusion.

Among the factors that can bring about social exclusion in young families that are not necessarily on low incomes are disabilities, multiple births, mental health problems in the family, intolerance or where early experience (such as feeling a failure at school) has undermined parents’ confidence or alienated them from society.

As for families themselves, responses centred not so much on money but rather on lack of respect, stigma, indignity, feelings of isolation and powerlessness, and on distrust of those seen as in authority. Social exclusion had to do with how parents were made to feel, - suggesting the importance of how policies are implemented.

The second stage of the inquiry focused on a similar Reality Check on indicators and measurement of social exclusion in families with young children as well as a survey of available statistics on families with young children.

This produced some thought-provoking facts. Although data are available for several hard indicators, it is almost impossible to gain an accurate picture of the number of socially excluded families with young children because household data are not disaggregated by age to enable identification of families with pre-school age children. ‘Children’ usually means anyone aged 16 and under. Further, few data of social lives are collected and organized in such a way as to show accumulation of risk factors or tabulated in such a way as to set perceptions against more objective measures. The cost of accessing some promising data sets for research purposes is prohibitively high.

In consequence, it is very easy, statistically speaking, for families with young children to fall below the horizon of those who seek to promote their social inclusion. It seriously hampers project evaluation in terms of social exclusion.

Turning to the Reality Check on dimensions and indicators, a model of the dimensions of social exclusion developed by the Centre for the Analysis of Social Exclusion at the London School of Economics served as the basis for interviews. It defines social exclusion as ‘non-participation in the normal activities of citizens living in a given community’ and includes five dimensions with possible indicators as relevant to social exclusion. The five dimensions are: consumption (low income); savings (having a bank account and assets such as a house); production (employment, training, caring); political activity (voting or membership of community organizations) and social networks.

The question was: - are these dimensions adequate to identify social exclusion in families with young children?

Again differing viewpoints emerged. Political activity was generally dismissed, in England because public apathy was so widespread, and in Northern Ireland, because of exactly the opposite.

Savings too were not generally seen as a good identifier of socially excluded young families.

Of the three remaining dimensions, at Government /policy maker level, acceptable dimensions for measurement were hard – income and employment. Social isolation, although of possible relevance, was dismissed as too subjective.

In contrast, most representatives of voluntary organizations and practitioners acknowledged the importance of low income and lack of employment, but insisted on social isolation as a measure of social exclusion because “it touches all socially excluded people regardless of the reason they are socially excluded”.

It is worth noting that practitioners in the UK also voiced misgivings about some of the suggested hard measures. They considered them potentially misleading. This is where their understanding of what life is like for many vulnerable mothers and children is so important. Equivalence of household income is one example. In their experience, it should not be taken for granted that household income is shared equally. Mother and child(ren) do not necessarily benefit in equal measure from money coming in.

There was also disagreement, on the basis of their observations, with the assumption that reconciliation of work and family is the only issue. While paid employment is an answer for many low income mothers, some of the most vulnerable may simply be placed under undue strain by work. This strategy can be counter-productive for both mothers and children..

In interviews with families, we used a schedule, a list of 24 aspects of life that one has or can have. They cover all five dimensions of activity in the original model. Families were invited to rate them as ‘very important’, ‘not so important’ or ‘not at all important’.

The factors rated most important were :


1 (joint)
• Be treated with respect
• Live with hope
• Have health and strength
• Have one special person in one’s life

2
• Live in a home that meets our needs

3
• Live where children can play safely

4 (joint)
• Have a social life
• Have public services nearby.

‘Have a job that I enjoy’ came tenth, and fourteenth was ‘Have a job, even if it doesn’t pay well and I don’t enjoy it’.

In discussion, some mothers also volunteered that mothers who had more money than they had could still be on the outside looking in. Examples were mothers with toddlers, mothers with children with special needs or those who were too frightened to go out of their homes.

So again we found a striking mismatch in views between policy makers and those at grass roots level, and a similar pattern of responses. The finding brings to mind the story of the six blind men who were asked to describe an elephant. They stood around a suitably placid animal – and felt what was within their reach. One described the tail, another the trunk, a tusk, a leg and so on. Each one, as they understood it, was describing an elephant.

In using this analogy, I am not suggesting that our respondents were blind, simply that we are all to some extent blinkered when it comes to understanding the elephantine proportions of social exclusion.

But if we are concerned to measure it in relation to families with young children, and if we leave any dimension (or vital organ) out of account, especially one that is as important as social isolation appears to be to those at the sharp end, we run the risk of leaving a crucial dimension out of the reckoning – simply because it is difficult to measure. By limiting measurement to the use of comparatively hard, robust indicators, perhaps we are measuring poverty – with all the technical pitfalls that holds – rather than the broader concept of social exclusion.

One challenge, certainly at local and regional levels, is to develop evaluation designs that will test how far policies and programmes for families with young children succeed in promoting social inclusion. Unlike most existing evaluations, these need explicitly to evaluate those factors that encompass the relationship between services and their impact on the child and its parents; and also their impact on the interaction between the family and the wider community.

It is a challenge that we, as a team, hope to meet next.



Dr Sheila Shinman is an Associate Lecturer in the Department of Health and Social Care at Brunel University, and is Research Adviser to Home-Start International UK. She has a particular interest in the development and evaluation of acceptable
and effective support for hard-to-reach families.


Home Start International is near Oxford Circus - 2nd. floor, 6 Market Place, London W1W 8AF. Tel 0207 631 4358.


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